Cftc reg 1.3 y
Web(i) Covered transaction means a commodity interest transaction, as defined in § 1.3 of this chapter, executed bilaterally or made on or subject to the rules of any designated contract market or registered swap execution facility . (ii) Foreign located person means a person located outside the United States, its territories, or possessions. WebThe CFTC granted ICUS an extension to the implementation of Regulation 39.13(g)(8)(ii) to the extent it relates to ICE Futures customer omnibus accounts. Such CFTC extension expires on October 4, 2012. Historically, ICUS and IFUS have required clearing members to (1) collect initial margin at a level that, at a minimum, is equal to
Cftc reg 1.3 y
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Web(1) A futures commission merchant as a partner, officer, or employee (or any natural person occupying a similar status or performing similar functions), in any capacity which involves … Major swap participant Major swap participant - (1) In general. The term … chapter 1—monopolies and combinations in restraint of trade (§§ 1 – 38) chapter … WebMay 23, 2012 · for the interim final rule (CFTC regulation at 17 CFR 1.3(ggg)(6)(iii)) will close July 23, 2012. Compliance date. Compliance with the element of the CFTC regulation at 17 CFR 1.3(m)(8)(iii) requiring that a commodity pool be formed by a registered CPO shall be required with respect to a commodity pool formed on or after December 31, …
WebNov 23, 2024 · 87 FR 32898, 5/31/2024 // PDF Version. 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates WebThe CFTC is adopting CFTC Regulation § 1.3(ggg)(6)(iii) as an interim final rule to address the treatment of swaps used to hedge or mitigate commercial risks and their exclusion …
Web17 CFR § 3.1 - Definitions. Electronic Code of Federal Regulations (e-CFR) US Law LII / Legal Information Institute. LII. Electronic Code of Federal Regulations (e-CFR) Title … Web(1) For one of the following persons, or (2) Of which ten percent or more is owned by one of the following persons, or an aggregate of ten percent or more of which is owned by more …
WebSep 29, 2024 · On July 23, 2024, the U.S. Commodity Futures Trading Commission (CFTC) adopted a final rule that clarifies the cross-border application of the swap dealer (SD) and major swap participant (MSP) registration thresholds and compliance requirements applicable to non-U.S.-domiciled SDs and MSPs (Final Cross-Border Swap …
WebRegulation 1.3(bb) clarifies that, as used in the provisions of the Act and the regulations relating to CTAs, the term "client" refers to all advisees of a CTA, including persons who receive advice by subscribing to a newsletter or other information service. A "subscriber," as used in these statutory provisions and regulations, is one type of canterbury college my ccWebChapter I - COMMODITY FUTURES TRADING COMMISSION Part 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Subjgrp - Recordkeeping … bridal alterations durham ncWebprimarily based on equity securities, e.g., broad-based indices of equity securities; and other commodity swaps, which encompass any swap that is not a rate swap, credit swap, or … bridal alterations east nashvilleWebAn account holder trading in any futures or options contract, except the holder of a proprietary or noncustomer account as defined by CFTC Regula-tion 1.3(y). Customer - … canterbury college nzWeb( 7 U.S.C. § 1a (47); 17 C.F.R. § 1.3 .) Loan participations. After some uncertainty during the rulemaking process, the final definitional rules clarify that loan participations, including so-called LSTA -style loan participations, are neither swaps nor security-based swaps. bridal alterations fremont neWebterms identified for regulation 23.502, thereby maintaining the status quo for the portfolio reconciliation requirement. This is a necessary action to maintain the risk reducing effects of that requirement. [FR Doc. 2024–26536 Filed 1–4–21; 8:45 am] BILLING CODE 6351–01–P COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038–AF05 canterbury college login into moodleWebAug 15, 2016 · On May 23, 2012, the U.S. Commodity Futures Trading Commission (“ Commission ” or “ CFTC ”) and the U.S. Securities and Exchange Commission (“ SEC ”), pursuant to their statutory directive under Section 721 of the Dodd-Frank Act, 1 jointly issued CFTC Regulation 2 (“ Regulation ”) 1.3(ggg) defining the term “swap dealer” and ... canterbury combined darts ass